General Laws of Massachusetts (Last Updated: January 16, 2020) |
PART I ADMINISTRATION OF THE GOVERNMENT |
TITLE XV. REGULATION OF TRADE |
CHAPTER 110A. UNIFORM SECURITIES ACT |
SECTION 101. Sales and Purchases |
SECTION 102. Advisory Activities |
SECTION 201. Registration Requirement |
SECTION 202. Registration Procedure |
SECTION 203. Post–Registration Provisions |
SECTION 203A. Document disclosing material facts |
SECTION 204. Denial, Revocation, Suspension, Cancellation, and Withdrawal of Registration |
SECTION 301. Registration Requirement |
SECTION 302. Registration by Coordination |
SECTION 303. Registration by Qualification |
SECTION 304. Provisions Applicable to Registration Generally |
SECTION 305. Denial, Suspension, and Revocation of Registration |
SECTION 306. Federal covered securities |
SECTION 401. Definitions |
SECTION 402. Exemptions |
SECTION 403. Filing of Sales and Advertising Literature |
SECTION 404. Misleading Filings |
SECTION 405. Unlawful Representations Concerning Registration or Exemption |
SECTION 406. Administration of Chapter |
SECTION 407. Investigations and Subpoenas |
SECTION 407A. Violations; Cease and Desist Orders; Costs |
SECTION 408. Injunctions |
SECTION 409. Criminal Penalties |
SECTION 410. Civil Liabilities |
SECTION 411. Judicial Review of Orders |
SECTION 412. Rules, Forms, Orders, and Hearings |
SECTION 413. Administrative Files and Opinions |
SECTION 414. Scope of the Act and Service of Process |
SECTION 415. Statutory Policy |
SECTION 416. Short Title |
SECTION 417. Severability of Provisions |